SECURITIES ARBITRATION COMMENTATOR, INC.
Survey Title: AAA vs. SROs 1989
SAC Issue: Volume 3, No. 6 & 7, p. 3
Publication Date: July 1990
Award Year(s) Reviewed: 1989
Survey Topic: Comparison of AAA vs. all self-regulatory organizations (SROs) on Customer wins for awards issued 1989; "fairness factor" examined in light of results.
Number of Charts: 1
AAA securities awards decided in 1989 are compared for Claimant wins with newly publicly available awards issuing from the SROs May-December 1989. Despite a sample size discrepancy and reliability affected by the comparatively small AAA sample, results show greater similarity between the forums on the "fairness factor" than common wisdom predicts.
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