SECURITIES ARBITRATION COMMENTATOR, INC.
Survey Title: Awards by State and Forum 1995-1996
SAC Issue: Volume VIII, No. 10, pp. 6 - 7
Publication Date: April 1997
Award Year(s) January 1995 - June 1996
Survey Topic: Which forums service which states and with what frequency? Survey results guide claimants when hearing location is a primary concern.
Number of Charts: 1
Examination of nearly 2,000 Awards that went to hearing in an eighteen-month timeframe-pre-Arbitrator List Selection-show that three SROs and the AAA together provide hearing locations in about 70% of the states. NASD, accounting for 75% of the Awards surveyed, had the widest presence--in 34 states--while AAA, with only 84 Awards, appeared in 21 states. A breakdown of the Award distribution by forum and state provides useful location data for claimants to weigh against other, crucial fairness factors such as availability of competent, impartial arbitrators.
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