Survey Title: Public Awards 1989-1995
SAC Issue: Volume VIII, No. 2, pp. 1 - 13
Publication Date: May 1996

Award Year(s) Reviewed: May 1989 - June 1995
Survey Topic: Aggregate data and analysis of the first seven years of publicly available SRO Arbitration Awards
Number of Charts: 9

This survey covers the first 10,000 publicly available Awards issued by the SRO arbitration forums, May 1989 through June 1995. A narrative analysis includes glossaries and tutorials for interpreting the charts of customer-initiated cases and addresses caveats in data interpretation peculiar to forum-supplied case information. Multiple data charts survey customer cases for wins and recovery rates by 6-month time frames, claim size, punitive damages, top state situs, and major forum (the latter covering industry-initiated cases as well). A spreadsheet breaks out customer wins and recovery rates for the five most active broker-dealers by damage amounts and percentages. Case data is also shown for two smaller forums - NFA and AAA.

File Size Format: Public Awards 1989-1995, 84 Kb Adobe PDF
Go to survey: Public Awards 1989-1995

Return to Surveys Page
Adobe® Acrobat® Reader® is needed to view, print and download the surveys.
Click below to download a free copy

Copyright © 2005 Securities Arbitration Commentator, Inc. All rights reserved.
Please read our copyright and disclaimer, and privacy statement.
Site Designed By: World Internet Resources.
Writer: Susan Dillon.