SECURITIES ARBITRATION COMMENTATOR, INC.
AWARD SURVEYS

Survey Title: Public Awards 1989
SAC Issue: Volume 2, No. 9, pp. 5-6, 10
Publication Date: September 1989

Award Year(s) Reviewed: 1989
Survey Topic: Aggregate data and analysis of 273 of the earliest publicly available (mostly customer-initiated) SRO Arbitration Awards
Number of Charts: 1

Abstract
This survey covers the first 273 publicly available Awards tabulated by SAC (issued 1989). A brief text reviews the SAC survey methodology and protocols. Caveats address the sketchy information on early public Awards and adjust for missing data. Customer-initiated cases (the large majority) and Industry-initiated cases are reviewed; punitive damage and attorney fee claims are highlighted for analysis and review.

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