SECURITIES ARBITRATION COMMENTATOR, INC.
Survey Title: SRO Statistics 1994
SAC Issue: Volume VII, No. 9 & 10, pp. 13-14 and 17
Publication Date: December 1995
Award Year(s) Reviewed: 1992 - 1994
Survey Topic: SRO statistics tally for 1992 through 1994 (See also SRO Statistics 1993)
Number of Charts: 1
SAC's update (See SRO Statistics 1993) on the SICA-reported statistics for participating self-regulatory organizations charts a three-year breakout for seven arbitration forums.
Individual forum and group tallies are posted, with statistics on filings, closeouts, small claims, public customer cases, and customer "wins." Commentary addresses NASD's continuing domination of the industry and trends in caseload, settlements and damage awards.
File Size Format: SRO Statistics 1994, 32 KB Adobe PDF
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